Colorado Retail Investors
Colorado's technology and energy industries, combined with its growing population, have created a substantial retail investor base in the Denver-Boulder-Fort Collins metro area and beyond.
Regulatory Resources
The Colorado Division of Securities regulates securities activities in the state. Investors can file complaints with the Division, FINRA, and the SEC.
Investor Actions
Colorado investors can review their brokers' execution quality statistics and use FINRA's complaint and arbitration resources.
Contact Resources
Colorado Securities Division: sos.state.co.us. FINRA: finra.org. SEC: sec.gov/tcr.