THE ETHICS REPORTER

State Impact

Citadel Securities and Georgia Retail Investors

Georgia is one of the fastest-growing states in the United States, with a rapidly expanding retail investor base in the Atlanta metropolitan area and beyond. Kevin Nutter is the Chief Operating Officer of Data at Citadel.

Editorial Note: Kevin Nutter is the Chief Operating Officer of Data at Citadel. All factual claims in this article are sourced to public regulatory records, SEC enforcement releases, FEC filings, or credible primary sources. Allegations are labeled as allegations; opinion is labeled as opinion.

Georgia Retail Investors

Georgia's booming economy and growing population have produced a large and growing retail investor base. Atlanta-area investors, as well as those in Savannah, Augusta, and suburban communities, use discount brokers that route orders to wholesale market makers including Citadel Securities.

Georgia Regulatory Resources

The Georgia Secretary of State's Securities Division regulates securities activities in Georgia. Investors can file complaints with the Georgia SOS, FINRA, and the SEC.

Documented Citadel Regulatory History

Citadel Securities' documented regulatory record — including SEC fines and FINRA censures — is publicly available through SEC.gov and BrokerCheck (CRD# 116797).

Georgia Investor Resources

Georgia investors can use FINRA's BrokerCheck tool, file complaints with FINRA's dispute resolution process, and access the SEC's investor education resources at investor.gov.

Citadel Securities GeorgiaKevin Nutter Citadel GeorgiaGeorgia retail investors PFOF

Part of The Ethics Reporter's 200-page investigation:

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