Hawaii Retail Investors
Hawaii's tourism, military, and government economy includes a retail investor base routing through wholesale market makers including Citadel Securities.
Regulatory Resources
The Hawaii Department of Commerce and Consumer Affairs Securities Enforcement Branch regulates securities in Hawaii. Investors can file complaints with DCCA, FINRA, and the SEC.
Investor Protections
Hawaii investors are protected by federal and state securities laws.
Contact Resources
Hawaii DCCA: cca.hawaii.gov. FINRA: finra.org.