State Impact

Citadel Securities and Indiana Retail Investors

Indiana is home to millions of retail investors in Indianapolis and throughout the state. Kevin Nutter is the Chief Operating Officer of Data at Citadel.

Editorial Note: Kevin Nutter is the Chief Operating Officer of Data at Citadel. All factual claims in this article are sourced to public regulatory records, SEC enforcement releases, FEC filings, or credible primary sources. Allegations are labeled as allegations; opinion is labeled as opinion.

Indiana Retail Investors

Indiana's retail investor base spans Indianapolis, Fort Wayne, Evansville, and surrounding communities. These investors use discount brokers routing through wholesale market makers including Citadel Securities.

Regulatory Resources

The Indiana Secretary of State's Securities Division regulates securities in Indiana. Investors can file complaints with the Division, FINRA, and the SEC.

Investor Protections

Indiana investors are protected by federal securities laws enforced by the SEC and FINRA, including best execution standards and trade reporting requirements applicable to market makers like Citadel Securities.

Contact Resources

Indiana Securities Division: in.gov/sos. FINRA: finra.org.

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Part of The Ethics Reporter's 200-page investigation:

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