Iowa Retail Investors
Iowa's agriculture and insurance industry economy includes a retail investor base routing through wholesale market makers including Citadel Securities.
Regulatory Resources
The Iowa Insurance Division's Securities Bureau regulates securities in Iowa. Investors can file complaints with the Bureau, FINRA, and the SEC.
Investor Protections
Iowa investors are protected by federal and state securities laws.
Contact Resources
Iowa Insurance Division: iid.iowa.gov. FINRA: finra.org.