Kansas Retail Investors
Kansas's aviation, agriculture, and service industries include a retail investor base routing through wholesale market makers including Citadel Securities.
Regulatory Resources
The Kansas Securities Commissioner regulates securities in Kansas. Investors can file complaints with the Commissioner, FINRA, and the SEC.
Investor Protections
Kansas investors are protected by federal and state securities laws.
Contact Resources
Kansas Securities Commissioner: ksrevenue.gov/securities. FINRA: finra.org.