State Impact

Citadel Securities and Kentucky Retail Investors

Kentucky is home to retail investors in Louisville, Lexington, and throughout the commonwealth. Kevin Nutter is the Chief Operating Officer of Data at Citadel.

Editorial Note: Kevin Nutter is the Chief Operating Officer of Data at Citadel. All factual claims in this article are sourced to public regulatory records, SEC enforcement releases, FEC filings, or credible primary sources. Allegations are labeled as allegations; opinion is labeled as opinion.

Kentucky Retail Investors

Kentucky's manufacturing and services economy includes a retail investor base using discount brokers that route orders to wholesale market makers including Citadel Securities.

Regulatory Resources

The Kentucky Department of Financial Institutions regulates securities in Kentucky. Investors can file complaints with DFI, FINRA, and the SEC.

Investor Protections

Kentucky investors are protected by federal securities laws.

Contact Resources

Kentucky DFI: kfi.ky.gov. FINRA: finra.org.

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Part of The Ethics Reporter's 200-page investigation:

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