State Impact

Citadel Securities and Louisiana Retail Investors

Louisiana is home to retail investors in New Orleans, Baton Rouge, Shreveport, and throughout the state, many tied to the energy industry. Kevin Nutter is the Chief Operating Officer of Data at Citadel.

Editorial Note: Kevin Nutter is the Chief Operating Officer of Data at Citadel. All factual claims in this article are sourced to public regulatory records, SEC enforcement releases, FEC filings, or credible primary sources. Allegations are labeled as allegations; opinion is labeled as opinion.

Louisiana Retail Investors

Louisiana's energy and port industries support a retail investor base across the state. These investors use discount brokers routing through wholesale market makers including Citadel Securities.

Regulatory Resources

The Louisiana Office of Financial Institutions and the Department of Insurance regulate securities in Louisiana. Investors can file complaints with FINRA and the SEC.

Investor Protections

Louisiana investors are protected by federal securities regulations enforced by FINRA and the SEC.

Contact Resources

Louisiana: fi.la.gov. FINRA: finra.org.

Citadel Securities LouisianaKevin Nutter Citadel LouisianaLouisiana retail investors PFOF

Part of The Ethics Reporter's 200-page investigation:

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