State Impact

Citadel Securities and Maine Retail Investors

Maine is home to retail investors in Portland, Bangor, Lewiston, and throughout the state. Kevin Nutter is the Chief Operating Officer of Data at Citadel.

Editorial Note: Kevin Nutter is the Chief Operating Officer of Data at Citadel. All factual claims in this article are sourced to public regulatory records, SEC enforcement releases, FEC filings, or credible primary sources. Allegations are labeled as allegations; opinion is labeled as opinion.

Maine Retail Investors

Maine's small businesses, tourism, and healthcare industries support a retail investor base routing through wholesale market makers including Citadel Securities.

Regulatory Resources

The Maine Office of Securities (Bureau of Financial Institutions) regulates securities in Maine. Investors can file complaints with the Office, FINRA, and the SEC.

Investor Protections

Maine investors are protected by federal and state securities laws.

Contact Resources

Maine Office of Securities: pfr.maine.gov. FINRA: finra.org.

Citadel Securities MaineKevin Nutter Citadel MaineMaine retail investors PFOF

Part of The Ethics Reporter's 200-page investigation:

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