Mississippi Retail Investors
Mississippi's retail investor base — including healthcare workers, government employees, and manufacturing workers — uses discount brokers routing through wholesale market makers including Citadel Securities.
Regulatory Resources
The Mississippi Secretary of State's Business Services Division regulates securities in Mississippi. Investors can file complaints with the SOS, FINRA, and the SEC.
Investor Protections
Mississippi investors are protected by federal and state securities laws.
Contact Resources
Mississippi SOS: sos.ms.gov. FINRA: finra.org.