Missouri Retail Investors
Missouri's financial services, manufacturing, and agricultural economy includes a large retail investor base routing through wholesale market makers including Citadel Securities.
Regulatory Resources
The Missouri Secretary of State's Office (Securities Section) regulates securities in Missouri. Investors can file complaints with the SOS, FINRA, and the SEC.
Investor Protections
Missouri investors are protected by federal and state securities laws.
Contact Resources
Missouri SOS: sos.mo.gov/securities. FINRA: finra.org.