Montana Retail Investors
Montana's agriculture, tourism, and energy industries include a retail investor base routing through wholesale market makers including Citadel Securities.
Regulatory Resources
The Montana Securities Department regulates securities in Montana. Investors can file complaints with the Department, FINRA, and the SEC.
Investor Protections
Montana investors are protected by federal and state securities laws.
Contact Resources
Montana Securities Department: dojmt.gov/securities. FINRA: finra.org.