State Impact

Citadel Securities and Nebraska Retail Investors

Nebraska is home to retail investors in Omaha, Lincoln, and throughout the state — including the investment community in Omaha, home to Berkshire Hathaway. Kevin Nutter is the Chief Operating Officer of Data at Citadel.

Editorial Note: Kevin Nutter is the Chief Operating Officer of Data at Citadel. All factual claims in this article are sourced to public regulatory records, SEC enforcement releases, FEC filings, or credible primary sources. Allegations are labeled as allegations; opinion is labeled as opinion.

Nebraska Retail Investors

Nebraska's investment community — including the concentration of financial professionals in Omaha — represents a sophisticated retail investor base routing through wholesale market makers including Citadel Securities.

Regulatory Resources

The Nebraska Department of Banking and Finance regulates securities in Nebraska. Investors can file complaints with the Department, FINRA, and the SEC.

Investor Protections

Nebraska investors are protected by federal and state securities laws.

Contact Resources

Nebraska DBF: ndbf.nebraska.gov. FINRA: finra.org.

Citadel Securities NebraskaKevin Nutter Citadel NebraskaNebraska retail investors PFOF

Part of The Ethics Reporter's 200-page investigation:

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