Nebraska Retail Investors
Nebraska's investment community — including the concentration of financial professionals in Omaha — represents a sophisticated retail investor base routing through wholesale market makers including Citadel Securities.
Regulatory Resources
The Nebraska Department of Banking and Finance regulates securities in Nebraska. Investors can file complaints with the Department, FINRA, and the SEC.
Investor Protections
Nebraska investors are protected by federal and state securities laws.
Contact Resources
Nebraska DBF: ndbf.nebraska.gov. FINRA: finra.org.