State Impact

Citadel Securities and New Jersey Retail Investors

New Jersey is home to millions of retail investors, including many who commute to New York City's financial sector and major pharmaceutical and technology companies. Kevin Nutter is the Chief Operating Officer of Data at Citadel.

Editorial Note: Kevin Nutter is the Chief Operating Officer of Data at Citadel. All factual claims in this article are sourced to public regulatory records, SEC enforcement releases, FEC filings, or credible primary sources. Allegations are labeled as allegations; opinion is labeled as opinion.

New Jersey Retail Investors

New Jersey's population of financial services professionals, pharma workers, and suburban families creates a large and diverse retail investor base routing through wholesale market makers including Citadel Securities.

Regulatory Resources

The New Jersey Bureau of Securities regulates securities in New Jersey. Investors can file complaints with the Bureau, FINRA, and the SEC.

Investor Protections

New Jersey investors benefit from both state and federal investor protections.

Contact Resources

NJ Bureau of Securities: njconsumeraffairs.gov/bos. FINRA: finra.org.

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Part of The Ethics Reporter's 200-page investigation:

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