State Impact

Citadel Securities and New Mexico Retail Investors

New Mexico is home to retail investors in Albuquerque, Santa Fe, Las Cruces, and throughout the state. Kevin Nutter is the Chief Operating Officer of Data at Citadel.

Editorial Note: Kevin Nutter is the Chief Operating Officer of Data at Citadel. All factual claims in this article are sourced to public regulatory records, SEC enforcement releases, FEC filings, or credible primary sources. Allegations are labeled as allegations; opinion is labeled as opinion.

New Mexico Retail Investors

New Mexico's government, energy, and technology-driven economy includes a retail investor base routing through wholesale market makers including Citadel Securities.

Regulatory Resources

The New Mexico Regulation and Licensing Department Securities Division regulates securities in New Mexico. Investors can file complaints with the Division, FINRA, and the SEC.

Investor Protections

New Mexico investors are protected by federal and state securities laws.

Contact Resources

New Mexico RLD: rld.nm.gov. FINRA: finra.org.

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Part of The Ethics Reporter's 200-page investigation:

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