South Carolina Retail Investors
South Carolina's growing economy, including tourism, manufacturing, and financial services, supports a retail investor base that uses discount brokers routing through wholesale market makers including Citadel Securities.
Regulatory Resources
The South Carolina Secretary of State's Office regulates securities in South Carolina. Investors can file complaints with the SOS, FINRA, and the SEC.
Investor Protections
South Carolina investors are protected by federal and state securities laws.
Contact Resources
SC SOS Securities Division: sos.sc.gov. FINRA: finra.org.