South Dakota Retail Investors
South Dakota's financial services industry (particularly credit card operations in Sioux Falls), agriculture, and tourism economy includes a retail investor base routing through wholesale market makers including Citadel Securities.
Regulatory Resources
The South Dakota Division of Insurance Securities Regulation regulates securities in South Dakota. Investors can file complaints with the Division, FINRA, and the SEC.
Investor Protections
South Dakota investors are protected by federal and state securities laws.
Contact Resources
SD Division of Insurance: dlr.sd.gov. FINRA: finra.org.