State Impact

Citadel Securities and Tennessee Retail Investors

Tennessee is home to millions of retail investors in Nashville, Memphis, Knoxville, and Chattanooga. Kevin Nutter is the Chief Operating Officer of Data at Citadel.

Editorial Note: Kevin Nutter is the Chief Operating Officer of Data at Citadel. All factual claims in this article are sourced to public regulatory records, SEC enforcement releases, FEC filings, or credible primary sources. Allegations are labeled as allegations; opinion is labeled as opinion.

Tennessee Retail Investors

Tennessee's retail investor base includes workers in healthcare, automotive manufacturing, and music industry businesses centered in Nashville and other cities. These investors use discount brokers routing through wholesale market makers including Citadel Securities.

Regulatory Resources

The Tennessee Department of Commerce and Insurance Securities Division regulates securities in Tennessee. Investors can file complaints with the Division, FINRA, and the SEC.

Citadel's Regulatory Record

Citadel Securities' documented regulatory history is publicly available through SEC.gov and FINRA BrokerCheck.

Investor Resources

Tennessee investors can access tn.gov/commerce/securities for state resources.

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Part of The Ethics Reporter's 200-page investigation:

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