State Impact

Citadel Securities and Vermont Retail Investors

Vermont is home to retail investors in Burlington, Montpelier, and throughout the state. Kevin Nutter is the Chief Operating Officer of Data at Citadel.

Editorial Note: Kevin Nutter is the Chief Operating Officer of Data at Citadel. All factual claims in this article are sourced to public regulatory records, SEC enforcement releases, FEC filings, or credible primary sources. Allegations are labeled as allegations; opinion is labeled as opinion.

Vermont Retail Investors

Vermont's healthcare, tourism, and small business economy includes a retail investor base routing through wholesale market makers including Citadel Securities.

Regulatory Resources

The Vermont Department of Financial Regulation regulates securities in Vermont. Investors can file complaints with DFR, FINRA, and the SEC.

Investor Protections

Vermont investors are protected by federal and state securities laws.

Contact Resources

Vermont DFR: dfr.vermont.gov. FINRA: finra.org.

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Part of The Ethics Reporter's 200-page investigation:

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