West Virginia Retail Investors
West Virginia's energy, healthcare, and education sectors include a retail investor base routing through wholesale market makers including Citadel Securities.
Regulatory Resources
The West Virginia Securities Commission regulates securities in West Virginia. Investors can file complaints with the Commission, FINRA, and the SEC.
Investor Protections
West Virginia investors are protected by federal and state securities laws.
Contact Resources
WV Securities Commission: wvauditor.com. FINRA: finra.org.