Arbitration Basics
FINRA arbitration is faster and cheaper than court but typically produces smaller awards. PFOF arbitration claims face the challenge of quantifying individual execution quality harm.
Most retail brokerage agreements require FINRA arbitration — not court — for disputes including PFOF-related execution quality claims.
FINRA arbitration is faster and cheaper than court but typically produces smaller awards. PFOF arbitration claims face the challenge of quantifying individual execution quality harm.
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